FINRA (Financial Industry Regulatory Authority) is a non-governmental agency that provides regulatory services for the financial industry. FINRA regulates over 4200 brokerage firms and oversees the stock market and securities industry. FINRA focuses on areas that financial services firms should consider when identifying opportunities to improve their compliance, supervisory and risk management programs. The areas
2018 was all about engaging with the Fourth Industrial Revolution (Industry 4.0), blurring lines between physical and digital worlds and a major transformation of how Business Processes are carried out. To drive Positive Growth, Efficiency, Effectiveness, Sustainability and Transparency in 2019 and beyond, Businesses, Companies and Organizations need to adopt a new innovative mindset for
As Cyber Risks are evolving with greater frequency and severity, Companies are becoming aware that technology-based innovations and initiatives open doors to Cyber Risks and pose greater governance challenges. From a governance perspective, one of the Risk, Compliance and Governance committee’s most important tasks is to verify that management has a clear perspective of how
Three Key Elements of Confident,Efficient & Sustainable Cyber Risk Governance in 2019 Businesses and Organizations worldwide have recognizedCyber Risk as one of the most significant dangers they face andthat effective management and mitigation is almost essential and unavoidable.1. Importance of Integrating Cyber Risk with overall ERM2. Leveraging Artificial Intelligence driven Analytics for real time Cyber Risk Reporting3. Designing
Reston, VA, USA — December 15, 2018 — Confident Governance ®, the global leader in Cyber Governance, today announced their latest product release, redefining the collaboration, customization, ease of use, security and Reporting functionalities. With these world class upgradations and features, ConfidentG Governance as a Service® empowers teams to customize, collaborate, build reports/dashboards and navigate
In the present day and age, Risks need to be considered as Opportunities for Value Creation and not something that has to be minimized or avoided, as Risks are not fully avoidable but their timely identification, monitoring and remedial action is a sure shot way to gain Competitive Edge. Globally many Companies have started to
The importance of Audit Automation and the utilization of Information Technology in modern Audits have grown significantly in recent years due to both, Technological advancements and changing Regulatory environment. There is a notable inconsistency between Organization’s priority Risk areas and where Internal Audit focuses its time. Chief Audit Executives should therefore re-evaluate with their Audit
Our Chairman & Global Governance Leader Bhavesh Bhagat quoted in Ethikos, a publication of SCCE With an ever-evolving global Business Landscape shaped by Emerging Technologies, Economic and Political Cycles, Climate and Environment changes, Companies face significant pressure to keep abreast of shifts in Governance and Compliance. Increased complexities and future uncertainties make it necessary for
Disruptive Business models are driving the need for increased risk-taking. Conventional Risk Management methodologies are focused primarily on completing mandatory, Compliance-driven processes. However, with the rapid pace of Innovation in Technology, the Boards and the C-Suite are now viewing Risks in terms of their potential to drive performance and hence become a competitive advantage. Using Automation and Analytics, Risks
Visit our Appexchange listing for more details on our innovative Product Suite https://cglabs.us/cg_products https://cglabs.us/client_testimonials